WebIntroducer means any legal or natural person through whom you are introduced to us, and who is properly authorized by us to provide such introductory services to us, including introducing brokers (if any); Introducer shall have the meaning stated in paragraph 35.1. of the Client Agreement. Web1 n-count An e-business is a business which uses the Internet to sell goods or services, especially one which does not also have shops or offices that people can visit or phone. (BUSINESS) 2 n-uncount E-business is the buying, selling, and ordering of goods and services using the Internet. (BUSINESS) oft N n.
What is another word for introducer - WordHippo
WebAug 2, 2016 · This alert highlights some of the risks arising from authorised firms accepting business from unauthorised introducers/lead generators and/or other authorised firms … WebIn the FCA's view, article 33 will apply, for example, where persons are finding potential customers for independent financial advisers, advisory stockbrokers or independent investment managers. In this case, the introducer is allowed to receive a payment for making introductions. However, it will not apply where the introductions are made either … gummow
What Is a Business Partnership? - The Balance
WebWhat does Introducer mean? Means any person, business or other entity which introduces potential clients to an authorised firm. The SRA Code of Conduct contains a number of Outcomes arising in respect of arrangements with introducers. The behaviours which should be demonstrated relate to independence and acting in the best interests of the client. WebAgreement: the agreement between Distributor and Introducer for the supply of introductions as set out in these terms and conditions as amended from time to time in accordance with clause 11.9. Business Day: a day (other than a Saturday, Sunday or public holiday) when banks in London are open for business. WebAug 25, 2016 · The recent FCA statement regarding introduced business explains that an authorised firm accepting business from an introducer must meet its regulatory … bowling florida